Important Disclosures
Securities and investment advisory services are offered through:
- Rothschild Wealth, LLC – SEC-registered investment adviser
- Rothschild Investment, LLC – SEC-registered investment adviser and broker-dealer, member FINRA/SIPC
Insurance products are offered through Rothschild or its licensed affiliates.
Rothschild Wealth, LLC and Rothschild Investment, LLC are affiliates and are collectively referred to as Rothschild Wealth Partners™. Founded in 1908.
No Solicitation & Jurisdictional Statement
This website is intended for informational purposes only and does not constitute an offer to sell, or a solicitation of an offer to buy, any security, investment product, or service.
Rothschild Wealth Partners will not provide personalized investment advice for compensation to residents of any state unless the Firm is properly registered, or exempt from registration, in that jurisdiction.
The availability of this website on the Internet should not be construed as an offer to provide investment advisory services in any location where such services are not permitted by law.
Terms of Use
- Past performance does not guarantee future results. Investing involves risk, including the possible loss of principal.
- Rothschild Wealth Partners does not guarantee the accuracy, timeliness, or completeness of information provided on this site. Information may change without notice.
- This site and its content are provided “as is.” Rothschild Wealth Partners disclaims all warranties, including those of merchantability, non-infringement, and fitness for a particular purpose, to the fullest extent permitted by law.
- Rothschild Wealth Partners is neither an attorney nor an accountant, and no portion of the website content should be interpreted as legal, accounting, or tax advice.
- Each client and prospective client agrees, as a condition precedent to his/her/its access to Rothschild Wealth Partners website, to release and hold harmless the Company, its officers, directors, owners, employees, and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from the Company.
Third-Party Content & Custodian Relationships
- Rothschild Wealth Partners™ is not responsible for the content of third-party websites linked from this site. Accessing third-party sites is at your own risk.
- Custodians and clearing firms used by Rothschild Wealth Partners are unaffiliated and have not reviewed or approved the information contained herein.
Social Media Policy
Content shared on social media platforms by Rothschild Wealth Partners™ is for informational purposes only and may be updated at any time. Social media posts:
- Do not constitute investment recommendations or advice
- Are not indicative of future performance
- Should not be relied upon as a substitute for personalized investment advice
Users should not share personal account information on social media. Client testimonials and endorsements are not permitted and may not reflect typical experiences.
Electronic Communications
Email and other electronic communications via this website should not be used for:
- Account instructions
- Trading orders
- Fund transfers
- Address changes
- Time-sensitive communications
Rothschild Wealth Partners is not responsible for actions taken (or not taken) based on electronic messages received through this site.
CFP® Certification Disclosure
CERTIFIED FINANCIAL PLANNER™, CFP®, and CFP® (with plaque design) are certification marks owned by the Certified Financial Planner Board of Standards, Inc. (CFP Board). These marks are awarded to individuals who successfully complete the CFP Board’s initial and ongoing certification requirements.
Awards & Rankings Disclaimer
Recognition by third-party rating services or publications:
- Does not guarantee future investment success
- Is not an endorsement of Rothschild Wealth Partners™ or its representatives
- May be based on voluntary participation and subjective criteria
- Should not be the sole basis for selecting an advisor
2025 – Best 52 RIAs to Work For.
Financial Planning.com and Best Companies Group (“Best Companies”) accepted applications from any RIA registered with the SEC — whether for-profit or nonprofit — that met three conditions: Each firm must have at least 10 employees in the United States, must have a facility within the country and must have been in business for at least one year. Each applicant was rated on leadership, culture, pay and benefits, training, work environment, engagement, communications and other factors. Additionally, Financial Planning.com and Best Companies evaluated each firm’s workplace policies, practices, benefit programs, philosophy, systems and demographics. Financial Planning.com and Best Companies combined their measurements from the survey and evaluation to calculate an overall score for each firm. The list does not evaluate the quality of services furnished to clients. Neither Rothschild Wealth Partners nor its Wealth Managers paid a fee to Financial Planning.com or Best Companies.
USA PATRIOT Act: Customer Identification Program Notice
To help the government fight terrorism and money laundering, federal law requires financial institutions to obtain, verify, and record certain information about clients who open an account.
- Individual Accounts: We will request your name, address, date of birth, Social Security number, and other information to verify your identity. You may also be asked to present a valid government-issued ID such as a driver’s license or passport.
- Business or Legal Entity Accounts: We will request the entity’s name, address, and taxpayer identification number, along with supporting documentation such as certified articles of incorporation, business licenses, or partnership/trust agreements. Entities may also need to disclose individuals who own or control the entity.
FINRA BrokerCheck Disclosure & SIPC
Rothschild Investment, LLC is a member of FINRA and the Securities Investor Protection Corporation (SIPC).
Information about Rothschild Investment, LLC (CRD #728) and its registered representatives are available through FINRA BrokerCheck at www.finra.org/brokercheck or by calling the FINRA BrokerCheck Hotline at (800) 289-9999.
SEC Registration Disclosure
Rothschild Wealth, LLC and Rothschild Investment, LLC are each registered with the U.S. Securities and Exchange Commission (SEC). Registration does not imply a certain level of skill or training.
Information about each firm is publicly available through the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov or on www.investor.gov.
- Rothschild Wealth, LLC – SEC: 801-74818 CRD: 162442
- Rothschild Investment, LLC – SEC: 801-7395 CRD: 728
Questions or Complaints Contact
Rothschild Wealth Partners is committed to addressing client concerns in a fair and timely manner. If you have a question or complaint regarding your account or relationship with us, you may contact us directly at:
