Rothschild Investment Margin Accounts

Trading securities on margin involves significant risks, including the potential loss of more than your initial investment. Please review the Margin Disclosure Statement.

Rothschild Investment, LLC and Rothschild Wealth, LLC do not extend credit or provide margin directly. Margin services, if elected, are offered through our clearing and custodial partners. Clients approved for margin should carefully review the custodian’s Margin Disclosure Statement, which describes the risks of margin trading, including the possibility of losses greater than the initial investment and liquidation of securities without notice. Key risks of margin trading include, but are not limited to:

• You can lose more than your initial investment.
• The firm can sell securities in your account without prior notice to meet a margin call.
• You are not entitled to choose which securities are liquidated to meet a margin call.
• The firm may increase its “house” maintenance margin requirements at any time without prior written notice.
• You are not entitled to an extension of time on a margin call.